November

November

2022

Indie

( Nasdaq: INDI )

$140 Million

144A Offering

Co-Manager

November

2022

Peraso

( Nasdaq: PRSO )

$2.5 Million

Registered Direct

Placement Agent

November

2022

Finger Motion

( Nasdaq: FNGR )

$4.0 Million

Private Placement

Advisor

November

2022

Finger Motion

( Nasdaq: FNGR )

$7.5 Million

Private Placement

Advisor

November

2021

Biofrontera

( NASDAQ: BFRI )

$15 Million

Private Placement

Placement Agent

November

2021

AeroClean

( Nasdaq: AERC )

$25 Million

IPO

Bookrunner

November

2021

Heartbeam Inc

( Nasdaq: BEAT )

$16.5 Million

IPO

Bookrunner

November

2021

Clinigence Holdings

( Nasdaq: NUTX )

Fairness Opinion

Advisor

November

2021

Assure Holdings Corp

( Nasdaq: IONM )

$5.2 Million

Private Placement

Placement Agent

November

2021

Compass Therapeutics

( Nasdaq: CMPX )

$125 Million

Public Offering and Uplisting

Co-Manager